Filing Details
- Accession Number:
- 0001209191-21-009845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-11 18:34:17
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-11 18:34:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504670 | Sanjay Kalra | 2590 Orchard Parkway San Jose CA 95131 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-09 | 10,467 | $4.65 | 178,852 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-09 | 10,467 | $8.00 | 168,385 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-09 | 12,437 | $8.00 | 155,948 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-09 | 4,500 | $8.01 | 151,448 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-10 | 8,700 | $4.65 | 160,148 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-10 | 8,700 | $8.00 | 151,448 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 13,343 | $8.00 | 138,105 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-11 | 2,914 | $8.03 | 135,191 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/right to buy | Disposition | 2021-02-09 | 10,467 | $4.65 | 10,467 | $4.65 |
| Common Stock | Stock Option/right to buy | Disposition | 2021-02-10 | 8,700 | $4.65 | 8,700 | $4.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,700 | 2017-11-21 | 2023-11-21 | No | 4 | M | Direct |
| 0 | 2017-11-21 | 2023-11-21 | No | 4 | M | Direct |
Footnotes
- Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/4/2021.
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