Filing Details
- Accession Number:
- 0001127602-21-005265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-11 17:36:21
- Reporting Period:
- 2021-02-10
- Accepted Time:
- 2021-02-11 17:36:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1676685 | John Pauls | 1010 Grand Blvd. Kansas City MO 64106 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-10 | 383 | $47.68 | 6,906 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-10 | 547 | $57.40 | 7,453 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-10 | 341 | $45.58 | 7,794 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-10 | 187 | $39.97 | 7,981 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.26 | 7,881 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.26 | 7,781 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 56 | $78.26 | 7,725 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 1 | $78.26 | 7,724 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.27 | 7,624 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 39 | $78.28 | 7,585 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 60 | $78.30 | 7,525 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.30 | 7,425 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 1 | $78.32 | 7,424 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.32 | 7,324 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 1 | $78.32 | 7,323 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.32 | 7,223 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.33 | 7,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.34 | 7,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 50 | $78.38 | 6,973 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.38 | 6,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 50 | $78.43 | 6,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.45 | 6,723 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.47 | 6,623 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-10 | 100 | $78.48 | 6,523 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-10 | 383 | $0.00 | 383 | $47.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-10 | 547 | $0.00 | 547 | $57.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-10 | 341 | $0.00 | 341 | $45.58 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-10 | 187 | $0.00 | 187 | $39.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-05 | 2026-02-05 | No | 4 | M | Direct |
| 0 | 2017-01-01 | 2024-01-01 | No | 4 | M | Direct |
| 0 | 2016-01-01 | 2023-01-01 | No | 4 | M | Direct |
| 0 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 839 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
- Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
- The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18
- Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
Billionaire Hedge Funds
