Filing Details

Accession Number:
0001209191-21-009620
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-11 16:00:09
Reporting Period:
2021-02-08
Accepted Time:
2021-02-11 16:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372020 Great Lakes Dredge & Dock Corp GLDD Heavy Construction Other Than Bldg Const - Contractors (1600) 205336063
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1384117 E David Simonelli C/O Great Lakes Dredge &Amp; Dock Corp.
1 Parkview Plaza, 8Th Floor
Oakbrook Terrace IL 60181
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-08 23,024 $6.45 331,767 No 4 M Direct
Common Stock Disposition 2021-02-08 23,024 $15.00 308,743 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2021-02-08 23,024 $6.45 23,024 $6.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-06-06 No 4 M Direct
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020
  2. Represents the weighted average price. The shares were sold in multiple transactions ranging from $15.00 to $15.05, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
  3. Represents an exercise of vested employee stock options granted on June 6, 2012 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.
  4. The options vested in three equal installments beginning June 6, 2013.