Filing Details

Accession Number:
0001225208-21-002136
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-11 11:15:10
Reporting Period:
2021-02-10
Accepted Time:
2021-02-11 11:15:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562215 A Mark Goldfarb 3000 Schwab Way
Westlake TX 76262
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-10 10,511 $25.01 39,610 No 4 M Indirect by Trust
Common Stock Acquisiton 2021-02-10 8,548 $31.21 48,158 No 4 M Indirect by Trust
Common Stock Acquisiton 2021-02-10 7,866 $28.96 56,024 No 4 M Indirect by Trust
Common Stock Disposition 2021-02-10 26,925 $55.76 29,099 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-02-10 8,548 $0.00 8,548 $31.21
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-02-10 10,511 $0.00 10,511 $25.01
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-02-10 7,866 $0.00 7,866 $28.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-05-15 No 4 M Direct
0 2024-05-19 No 4 M Direct
0 2026-05-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,453 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $55.61 to $55.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The date first exercisable is 5/15/2016.
  3. The date first exercisable is 5/19/2015.
  4. The date first exercisable is 5/19/2017.