Filing Details

Accession Number:
0001225208-21-002127
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-11 08:46:14
Reporting Period:
2021-02-09
Accepted Time:
2021-02-11 08:46:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1676537 Andrew Mark Smith 500 Jackson Street
Columbus IN 47201
Vp - Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2021-02-09 528 $119.77 6,771 No 4 M Direct
Common Disposition 2021-02-09 352 $244.64 6,419 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2021-02-09 528 $0.00 528 $119.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-02 2021-05-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 4,360 4,360 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 770 770 Direct
Common Stock Option (Right-to-Buy) $114.13 2019-06-01 2026-06-01 970 970 Direct
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 590 590 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 1,790 1,790 Direct
Common Stock Option (Right-to-Buy) $142.12 2023-04-06 2030-04-06 21,310 21,310 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 1,070 1,070 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 4,380 4,380 Direct
Common Stock Option (Right-to-Buy) $160.10 2021-04-03 2028-04-03 6,080 6,080 Direct
Common Stock Option (Right-to-Buy) $163.43 2022-04-04 2029-04-04 21,580 21,580 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-04 4,360 4,360 Direct
2023-04-02 770 770 Direct
2026-06-01 970 970 Direct
2022-04-02 590 590 Direct
2025-04-02 1,790 1,790 Direct
2030-04-06 21,310 21,310 Direct
2024-04-02 1,070 1,070 Direct
2027-04-03 4,380 4,380 Direct
2028-04-03 6,080 6,080 Direct
2029-04-04 21,580 21,580 Direct
Footnotes
  1. The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.