Filing Details

Accession Number:
0000899243-21-005767
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-10 19:36:10
Reporting Period:
2021-02-09
Accepted Time:
2021-02-10 19:36:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527166 Carlyle Group Inc. CG Investment Advice (6282) 452832612
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1771467 Christopher Finn 1001 Pennsylvania Avenue, Nw
Washington DC 20004
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-09 73,564 $0.00 843,752 No 4 A Direct
Common Stock Disposition 2021-02-09 35,572 $36.60 808,180 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 313,937 Indirect See Footnote
Common Stock 13,595 Indirect See Footnote
Footnotes
  1. These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.
  2. These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.
  3. These shares of common stock are held in a limited liability company of which the reporting person is the manager.
  4. These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the shares.