Filing Details
- Accession Number:
- 0001104659-21-019966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-10 17:59:01
- Reporting Period:
- 2021-02-08
- Accepted Time:
- 2021-02-10 17:59:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282631 | Netlist Inc | NLST | Semiconductors & Related Devices (3674) | 954812784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381057 | K Chun Hong | 175 Technology, Suite 150 Irvine CA 92618 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-02-08 | 503,374 | $1.01 | 7,154,834 | No | 4 | S | Indirect | Hong-Cha Property Trust |
| Common Stock | Disposition | 2021-02-09 | 46,841 | $1.00 | 7,107,993 | No | 4 | S | Indirect | Hong-Cha Property Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Hong-Cha Property Trust |
| No | 4 | S | Indirect | Hong-Cha Property Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,003,957 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
