Filing Details

Accession Number:
0000950103-21-002103
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-10 17:31:17
Reporting Period:
2021-02-08
Accepted Time:
2021-02-10 17:31:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH Semiconductors & Related Devices (3674) 981013909
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707037 Kiwan Kim C/O Smart Modular Technologies, Inc.
39870 Eureka Drive
Newark CA 94560
Evp & Pres. Em No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2021-02-08 12,500 $21.55 57,685 No 4 M Direct
Ordinary Shares Disposition 2021-02-08 12,500 $42.91 45,185 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2021-02-08 12,500 $0.00 12,500 $21.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,500 2029-01-22 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $41.61 to $42.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The option vested and became exercisable as to 25% on 1/22/2020, and the remaining shares will vest monthly and become exercisable over four years.