Filing Details

Accession Number:
0001209191-21-009308
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-10 17:01:47
Reporting Period:
2021-02-08
Accepted Time:
2021-02-10 17:01:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622630 Lars Ottersgard 151 W. 42Nd Street
New York NY 10036
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2021-02-08 5,773 $142.59 10,173 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-02-08 442 $142.71 9,731 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.32 to $142.86, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. Represents (i) 2,407 shares underlying PSUs, all of which are vested, (ii) 2,384 shares or units of restricted stock, of which none are vested, and (iii) 5,382 shares purchased under the Employee Stock Purchase Plan.
  3. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.67 to $142.74, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
  4. Represents (i) 2,407 shares underlying PSUs, all of which are vested, (ii) 2,384 shares or units of restricted stock, of which none are vested, and (iii) 4,940 shares purchased under the Employee Stock Purchase Plan.