Filing Details

Accession Number:
0000899243-21-005458
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-09 16:22:52
Reporting Period:
2021-02-05
Accepted Time:
2021-02-09 16:22:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1661998 Homology Medicines Inc. FIXX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317678 Bradford W Smith C/O Homology Medicines, Inc.
One Patriots Park
Bedford MA 01730
Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-08 13,500 $0.64 13,500 No 4 M Direct
Common Stock Disposition 2021-02-08 13,500 $14.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2021-02-05 122,000 $0.00 122,000 $13.78
Common Stock Restricted Stock Units Acquisiton 2021-02-05 20,000 $0.00 20,000 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-02-08 13,500 $0.00 13,500 $0.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
122,000 2031-02-05 No 4 A Direct
20,000 No 4 A Direct
101,904 2027-04-05 No 4 M Direct
Footnotes
  1. The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.00 to $14.60. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The option vests in 48 equal monthly installments on the first day of each calendar month following January 1, 2021.
  4. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
  5. The restricted stock units will vest and settle as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2021 so that such RSUs will become fully vested on January 1, 2024.
  6. The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.