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Filing Details

Accession Number:: 0001140361-21-003472
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-04 20:38:28
Reporting Period:: 2021-02-02

Accepted Time:: 2021-02-04 20:38:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1830197	Home Point Capital Inc.	HMPT	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1332638	Stone Point Capital Llc	20 Horseneck Lane Greenwich CT 06830	No	No	No	No
1492231	Ltd. Gp Point Stone	C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830	No	No	No	No
1593010	Trident Vi, L.p.	C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830	No	No	No	No
1593012	Trident Vi Parallel Fund, L.p.	C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830	No	No	No	No
1593375	Trident Vi Professionals Fund, L.p.	C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830	No	No	No	No
1598644	Trident Vi De Parallel Fund, L.p.	C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830	No	No	No	No
1690519	Trident Capital Vi, L.p.	C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-02-02	3,798,956	$12.16	68,878,127	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2021-02-02	2,974,174	$12.16	53,924,166	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2021-02-02	63,033	$12.16	1,142,824	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2021-02-02	211,018	$12.16	3,825,918	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
Reflects securities held directly by Trident VI, L.P.
Reflects securities held directly by Trident VI Parallel Fund, L.P.
Reflects securities held directly by Trident VI DE Parallel Fund, L.P.
Reflects securities held directly by Trident VI Professionals Fund, L.P. (collectively, Trident VI, L.P., Trident VI Parallel Fund, L.P., Trident VI DE Parallel Fund, L.P. and Trident VI Professionals Fund, L.P. shall be referred to as the "Trident VI Partnerships").
The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.