Filing Details

Accession Number:
0001171843-21-000750
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-04 18:08:58
Reporting Period:
2021-02-02
Accepted Time:
2021-02-04 18:08:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
90498 Simmons First National Corp SFNC National Commercial Banks (6021) 710407808
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1355424 Marty Casteel Simmons First National Corp
501 Main Street
Pine Bluff AR 71601
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-02 8,680 $20.29 172,612 No 4 M Direct
Common Stock Acquisiton 2021-02-02 15,270 $22.20 187,882 No 4 M Direct
Common Stock Acquisiton 2021-02-02 42,410 $22.75 230,292 No 4 M Direct
Common Stock Acquisiton 2021-02-02 9,810 $23.51 240,102 No 4 M Direct
Common Stock Disposition 2021-02-02 76,170 $25.32 163,932 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Non-Qualified Stock Option Disposition 2021-02-02 8,680 $0.00 8,680 $20.29
Common Non-Qualified Stock Option Disposition 2021-02-02 15,270 $0.00 15,270 $22.20
Common Non-Qualified Stock Option Disposition 2021-02-02 42,410 $0.00 42,410 $22.75
Common Non-Qualified Stock Option Disposition 2021-02-02 9,810 $0.00 9,810 $23.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-12-31 2021-03-31 No 4 M Direct
0 2021-03-31 No 4 M Direct
0 2021-03-31 No 4 M Direct
0 2021-03-31 No 4 M Direct
Footnotes
  1. On February 8, 2018, the Company effected a 2-for-1 stock split. The exercise price reported in this Form 4 has been adjusted to reflect the stock split.
  2. On February 8, 2018, the Company effected a 2-for-1 stock split. The options and number of shares reported in this Form 4 have been adjusted to reflect the stock split.
  3. Upon Mr. Casteel's retirement, which was effective March 31, 2020, the expiration date was accelerated to March 31, 2021.
  4. 5,090 options became exercisable on March 25, 2016; 5,090 options became exercisable on March 25, 2017; and 5,090 options became exercisable on March 25, 2018.
  5. 10,730 options became exercisable on December 31, 2015; 21,460 options became exercisable on December 31, 2016; and 10,220 options became exercisable on December 31, 2017.
  6. 3,270 options became exercisable on January 19, 2017; 3,270 options became exercisable on January 19, 2018; and 3,270 options became exercisable on January 19, 2019.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.49, inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.