Filing Details

Accession Number:
0001628280-21-001446
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-03 21:52:09
Reporting Period:
2020-12-03
Accepted Time:
2021-02-03 21:52:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1726445 Seer Inc. SEER () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586852 Omid Farokhzad C/O Seer, Inc.
3800 Bridge Parkway, Suite 102
Redwood City CA 94065
Ceo And Chair Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-12-03 22,320 $0.00 610,856 No 4 A Direct
Class A Common Stock Acquisiton 2021-01-21 32,700 $0.00 285,615 No 4 C Indirect See footnote
Class A Common Stock Acquisiton 2021-02-01 359,501 $0.00 645,116 No 4 C Indirect See footnote
Class A Common Stock Acquisiton 2021-02-01 416,409 $0.00 416,409 No 4 C Indirect See footnote
Class A Common Stock Disposition 2021-02-01 313,369 $64.15 297,487 No 4 S Direct
Class A Common Stock Disposition 2021-02-01 359,501 $64.15 285,615 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-02-01 416,409 $64.15 0 No 4 S Indirect See footnote
Class A Common Stock Acquisiton 2021-02-01 87,000 $0.00 384,487 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-01-21 32,700 $0.00 32,700 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-02-01 359,501 $0.00 359,501 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-02-01 416,409 $0.00 416,409 $0.00
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2020-12-03 584,265 $0.00 584,265 $19.00
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2021-02-01 87,000 $0.00 87,000 $60.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,882,109 No 4 C Indirect
1,522,608 No 4 C Indirect
2,387,328 No 4 C Indirect
584,265 2030-12-03 No 4 A Direct
87,000 2031-02-01 No 4 A Direct
Footnotes
  1. The reported shares are represented by restricted stock units, or RSUs, which vest in two equal annual installments beginning on January 1, 2022.
  2. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
  3. The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.
  4. The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  5. The reported shares are represented by RSUs, which vest in four equal annual installments beginning on February 1, 2022.
  6. One-fourth of the shares vest on December 3, 2021 and the remaining shares vest in 36 equal monthly installments thereafter.
  7. One-fourth of the shares vest on February 1, 2022 and the remaining shares vest in 36 equal monthly installments thereafter.