Filing Details

Accession Number:
0001764925-21-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-03 17:02:45
Reporting Period:
2021-02-01
Accepted Time:
2021-02-03 17:02:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1764925 Slack Technologies Inc. WORK Services-Prepackaged Software (7372) 264400325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1775681 Allen Shim C/O Slack Technologies, Inc.
500 Howard Street
San Francisco, CA 94105
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-01 56,407 $0.00 274,567 No 4 C Direct
Class A Common Stock Disposition 2021-02-01 25,302 $42.45 249,265 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Units Disposition 2021-02-01 42,657 $0.00 42,657 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-02-01 42,657 $0.00 42,657 $0.00
Class B Common Stock Restricted Stock Units Disposition 2021-02-01 13,750 $0.00 13,750 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-02-01 13,750 $0.00 13,750 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-02-01 56,407 $0.00 56,407 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
170,625 2025-02-21 No 4 M Direct
42,657 No 4 M Direct
110,000 2026-02-26 No 4 M Direct
56,407 No 4 M Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 271,468 Indirect By LLC
Class A Common Stock 76,308 Indirect By Allen Shim, trustee of the Allen Shim 2019 Grantor Retained Annuity Trust dated May 1, 2019
Class A Common Stock 1,529,105 Indirect By The Shim-Park Family Revocable Trust
Footnotes
  1. Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).
  3. These shares are held of record by a LLC of which the Reporting Person is the manager. A family trust, for which the Reporting Person is investment advisor, is the sole member of the LLC.
  4. Each RSU represents the right to receive one share of Class B Common Stock.
  5. The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 quarterly installments commencing on May 1, 2018, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its of Class A Common Stock on June 20, 2019.
  6. The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on May 1, 2019, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the listing and public trading of its of Class A Common Stock on June 20, 2019.