Filing Details

Accession Number:
0001127602-21-003723
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-03 16:48:04
Reporting Period:
2021-02-02
Accepted Time:
2021-02-03 16:48:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077771 Umpqua Holdings Corp UMPQ Savings Institution, Federally Chartered (6035) 931261319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646421 F David Shotwell One Sw Columbia Street, Suite 1200
Portland OR 97204
Evp/Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-02 924 $15.24 98,996 No 4 F Direct
Common Stock Disposition 2021-02-02 1,422 $0.00 97,574 No 4 D Direct
Common Stock Disposition 2021-02-03 379 $15.24 97,195 No 4 S Direct
Common Stock Acquisiton 2021-02-03 8 $0.00 236 No 4 J Indirect by 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 D Direct
No 4 S Direct
No 4 J Indirect by 401(k)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Indirect by IRA
Footnotes
  1. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  2. Net shares forfeited under the PSA granted 2/2/18 (in accordance with Rule 16b-3(e)) due to the issuer's TSR performance not being met at target.
  3. Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
  4. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
  5. Not required.