Filing Details
- Accession Number:
- 0001214659-21-001149
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-02-02 18:22:21
- Reporting Period:
- 2020-12-21
- Accepted Time:
- 2021-02-02 18:22:21
- Original Submission Date:
- 2020-12-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896493 | Ault Global Holdings Inc. | DPW | Electronic Components, Nec (3679) | 941721931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212502 | Iii C Milton Ault | P.o. Box 3587 Tustin CA 92781 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-21 | 230 | $3.63 | 273 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-12-23 | 370 | $3.84 | 643 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-12-23 | 150 | $3.83 | 793 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The original Form 4 filed on December 23, 2020 (the "Original Filing"), is amended by this Form 4 amendment to correct an error in the amount or number of shares from "34,830" to "273". As reported in the Form 4 filed on June 29, 2018, the Reporting Person directly owned 34,600 shares of the Issuer's common stock. On March 15, 2019, the Issuer effectuated a reverse split of its issued and outstanding Common Stock by a ratio of one-for-twenty. On August 5, 2019, the Issuer effectuated a reverse split of its issued and outstanding Common Stock by a ratio of one-for-forty. Consequently, the Reporting Person directly owned 43 shares of the Issuer's common stock prior to the Original Filing.