Filing Details

Accession Number:
0001465740-21-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-02 17:39:30
Reporting Period:
2021-01-29
Accepted Time:
2021-02-02 17:39:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465740 Two Harbors Investment Corp. TWO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447307 B Rebecca Sandberg Two Harbors Investment Corp.
601 Carlson Parkway, Suite 1400
Minnetonka MN 55305
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-29 8,697 $6.02 202,208 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-02-01 17,190 $6.08 185,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person.
  3. Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions.
  4. The reporting person's beneficial ownership amount has been reduced by 222 shares to reflect an administrative error on the part of the reporting person's broker. As a result of this error, the Form 4 filed by the reporting person on January 31, 2020 understated the number of shares sold to pay taxes due upon the vesting of a restricted stock award.
  5. Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $6.06 to $6.11. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions.