Filing Details
- Accession Number:
- 0001179110-21-001012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-01 19:09:12
- Reporting Period:
- 2021-01-28
- Accepted Time:
- 2021-02-01 19:09:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610250 | Boot Barn Holdings Inc. | BOOT | Retail-Shoe Stores (5661) | 900776290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1766683 | John Hazen | C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618 | Chief Digital Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-28 | 3,108 | $28.63 | 3,108 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-28 | 3,108 | $54.77 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2021-01-28 | 3,108 | $0.00 | 3,108 | $28.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,321 | 2029-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,327 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $18.66 | 2026-03-19 | 33,762 | 33,762 | Direct | |
| Common Stock | Options | $20.94 | 2030-05-21 | 12,213 | 12,213 | Direct | |
| Common Stock | Options | $24.08 | 2030-05-21 | 13,035 | 13,035 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-03-19 | 33,762 | 33,762 | Direct |
| 2030-05-21 | 12,213 | 12,213 | Direct |
| 2030-05-21 | 13,035 | 13,035 | Direct |
Footnotes
- Consists of the number of shares of common stock held by the reporting person as of January 28, 2021. All of such shares remain subject to time-based vesting.
- The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
- The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
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