Filing Details

Accession Number:
0001179110-21-001009
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-01 19:05:34
Reporting Period:
2021-02-01
Accepted Time:
2021-02-01 19:05:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610250 Boot Barn Holdings Inc. BOOT Retail-Shoe Stores (5661) 900776290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623534 Grant James Conroy C/O Boot Barn Holdings, Inc.
15345 Barranca Pkwy
Irvine CA 92618
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-01 58,553 $28.82 77,482 No 4 M Direct
Common Stock Disposition 2021-02-01 58,553 $56.53 18,929 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2021-02-01 58,553 $0.00 58,553 $28.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-06-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50,832 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $6.15 2025-06-05 50,602 50,602 Direct
Common Stock Options $7.11 2024-05-20 28,568 28,568 Direct
Common Stock Options $20.94 2030-05-21 38,957 38,957 Direct
Common Stock Options $23.92 2026-05-24 105,112 105,112 Direct
Common Stock Options $24.08 2030-05-21 41,579 41,579 Direct
Common Stock Options $28.63 2029-05-20 227,273 227,273 Direct
Common Stock Options $28.63 2029-05-20 37,760 37,760 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-06-05 50,602 50,602 Direct
2024-05-20 28,568 28,568 Direct
2030-05-21 38,957 38,957 Direct
2026-05-24 105,112 105,112 Direct
2030-05-21 41,579 41,579 Direct
2029-05-20 227,273 227,273 Direct
2029-05-20 37,760 37,760 Direct
Footnotes
  1. Reflects the weighted average price of sales on February 1, 2021. The shares were sold in multiple transactions at prices ranging from $56.12 to $56.91, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. Consists of the number of shares of common stock held by the reporting person as of February 1, 2021 that are not subject to further vesting conditions.
  3. Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of February 1, 2021 that remain subject to time-based vesting.
  4. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
  5. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
  6. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting on May 20, 2023 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 20, 2019 and May 20, 2023 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control.