Filing Details

Accession Number:
0001179110-21-001001
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-02-01 17:04:07
Reporting Period:
2020-12-29
Accepted Time:
2021-02-01 17:04:07
Original Submission Date:
2020-12-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815094 Abiomed Inc ABMD Surgical & Medical Instruments & Apparatus (3841) 042743260
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1372715 J Andrew Greenfield C/O Abiomed, Inc.
22 Cherry Hill Drive
Danvers MA 01923
Vp, Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2020-12-29 5,000 $21.55 36,930 No 4 M Direct
Common Stock, $.01 Par Value Disposition 2020-12-29 5,000 $321.00 31,930 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2020-12-29 5,000 $0.00 5,000 $21.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-05-14 2024-05-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value 12,032 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $66.25 2016-05-13 2025-05-13 0 5,000 Direct
Common Stock Stock Option (right to buy) $99.62 2017-05-24 2026-05-24 0 5,000 Direct
Common Stock Stock Option (right to buy) $134.51 2018-05-15 2027-05-15 0 6,500 Direct
Common Stock Stock Option (right to buy) $381.97 2019-05-16 2028-05-16 0 4,000 Direct
Common Stock Stock Option (right to buy) $266.39 2020-05-30 2029-05-30 0 7,000 Direct
Common Stock Stock Option (right to buy $223.90 2021-05-29 2030-05-29 0 4,896 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-05-13 0 5,000 Direct
2026-05-24 0 5,000 Direct
2027-05-15 0 6,500 Direct
2028-05-16 0 4,000 Direct
2029-05-30 0 7,000 Direct
2030-05-29 0 4,896 Direct
Footnotes
  1. Grant to reporting person of option to buy shares of Common Stock under ABIOMED, Inc. 2008 Stock Incentive Plan.
  2. These options become exercisable in annual 33-1/3% increments, commencing on the date shown in Table II, Column 6.
  3. Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2015 Omnibus Incentive Plan.
  4. Exercise of stock options pursuant to reporting owners 10b5-1 plan.
  5. Sale of common stock pursuant to reporting owner's 10b5-1 plan.
  6. This price represents the sale price of the transactions on the reported date at $321.0000. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
  7. The original Form 4, filed on December 31, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on December 29, 2020 as a total of 5,000 shares sold when in fact the 5,000 shares of the Issuer's common stock were options exercised. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects the accurate balances under Table II and no change in the number of shares reported as beneficially owned by the reporting person.