Filing Details

Accession Number:
0001562180-21-000631
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-29 16:08:22
Reporting Period:
2021-01-27
Accepted Time:
2021-01-29 16:08:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601636 S Michael Zuckert
3005 Tasman Drive
Santa Clara CA 95054
General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-27 290 $122.55 8,105 No 4 M Direct
Common Stock Acquisiton 2021-01-27 2,066 $129.81 10,171 No 4 M Direct
Common Stock Acquisiton 2021-01-27 3,219 $105.18 13,390 No 4 M Direct
Common Stock Disposition 2021-01-27 100 $460.57 13,290 No 4 S Direct
Common Stock Disposition 2021-01-27 789 $463.29 12,501 No 4 S Direct
Common Stock Disposition 2021-01-27 400 $464.33 12,101 No 4 S Direct
Common Stock Disposition 2021-01-27 2,355 $465.54 9,746 No 4 S Direct
Common Stock Disposition 2021-01-27 411 $466.30 9,335 No 4 S Direct
Common Stock Disposition 2021-01-27 320 $467.95 9,015 No 4 S Direct
Common Stock Disposition 2021-01-27 500 $469.37 8,515 No 4 S Direct
Common Stock Disposition 2021-01-27 500 $470.22 8,015 No 4 S Direct
Common Stock Disposition 2021-01-27 200 $471.59 7,815 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2021-01-27 290 $0.00 290 $122.55
Common Stock Stock Option Disposition 2021-01-27 2,066 $0.00 2,066 $129.81
Common Stock Stock Option Disposition 2021-01-27 3,219 $0.00 3,219 $105.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-03 No 4 M Direct
0 2022-05-01 No 4 M Direct
0 2023-05-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109 Indirect By 401(k)/ESOP
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $462.71 to $463.51; the price reported above reflects the weighted average sale price.
  2. 25%/4yr beginning on 01-May-2015.
  3. 25%/4yr beginning on 02-May-2016.
  4. This transaction was executed in multiple trades at prices ranging from $463.77 to $464.75; the price reported above reflects the weighted average sale price.
  5. This transaction was executed in multiple trades at prices ranging from $465.05 to $465.99; the price reported above reflects the weighted average sale price.
  6. This transaction was executed in multiple trades at prices ranging from $466.18 to $466.38; the price reported above reflects the weighted average sale price.
  7. This transaction was executed in multiple trades at prices ranging from $467.69 to $468.43; the price reported above reflects the weighted average sale price.
  8. This transaction was executed in multiple trades at prices ranging from $468.88 to $469.82; the price reported above reflects the weighted average sale price.
  9. This transaction was executed in multiple trades at prices ranging from $469.92 to $470.76; the price reported above reflects the weighted average sale price.
  10. This transaction was executed in multiple trades at prices ranging from $471.18 to $472.00; the price reported above reflects the weighted average sale price.
  11. 25%/4yr beginning on 03-Mar-2014.