Filing Details

Accession Number:
0001562180-21-000564
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-27 19:55:50
Reporting Period:
2021-01-25
Accepted Time:
2021-01-27 19:55:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577368 Qts Realty Trust Inc. QTS Real Estate Investment Trusts (6798) 462809094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587364 L. Chad Williams C/O Qts Realty Trust, Inc.
12851 Foster Street
Overland Park KS 66213
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-01-25 7,378 $0.00 168,266 No 4 C Direct
Class A Common Stock Acquisiton 2021-01-25 151 $0.00 168,417 No 4 M Direct
Class A Common Stock Disposition 2021-01-25 7,378 $66.03 161,039 No 4 S Direct
Class A Common Stock Acquisiton 2021-01-26 55,458 $0.00 216,497 No 4 C Direct
Class A Common Stock Acquisiton 2021-01-26 1,132 $0.00 217,629 No 4 M Direct
Class A Common Stock Disposition 2021-01-26 49,258 $66.56 168,371 No 4 S Direct
Class A Common Stock Disposition 2021-01-26 6,200 $67.12 162,171 No 4 S Direct
Class A Common Stock Acquisiton 2021-01-27 3,797 $0.00 165,968 No 4 C Direct
Class A Common Stock Acquisiton 2021-01-27 78 $0.00 166,046 No 4 M Direct
Class A Common Stock Disposition 2021-01-27 3,797 $67.05 162,249 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 M Direct
No 4 S Direct
No 4 C Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 C Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class A units of Operating Partnership Disposition 2021-01-25 7,378 $0.00 7,378 $0.00
Class A Common Stock Class B common stock Disposition 2021-01-25 151 $0.00 151 $0.00
Class A Common Stock Class A units of Operating Partnership Disposition 2021-01-26 55,458 $0.00 55,458 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-26 1,132 $0.00 1,132 $0.00
Class A Common Stock Class A units of Operating Partnership Disposition 2021-01-27 3,797 $0.00 3,797 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-27 78 $0.00 78 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
143,422 No 4 C Indirect
126,215 No 4 M Indirect
87,964 No 4 C Indirect
125,083 No 4 M Indirect
84,167 No 4 C Indirect
125,005 No 4 M Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class A units of Operating Partnership $0.00 6,041,200 6,041,200 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
6,041,200 6,041,200 Indirect
Footnotes
  1. 7,378 shares of Class A common stock were acquired upon Mr. Williams' redemption of 7,378 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
  2. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
  3. Securities held by a family limited liability company of which Mr. Williams is the manager.
  4. Securities are held by 13 separate family trusts of which Mr. Williams is the trustee and 2 separate family limited liability companies over which Mr. Williams has managerial authority.
  5. The Class B common stock converted automatically into shares of Class A common stock upon the redemption of certain Class A units of the Operating Partnership of QTS Realty Trust, Inc.
  6. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.15, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
  8. 55,458 shares of Class A common stock were acquired upon Mr. Williams' redemption of 55,458 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $67.03, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.04 to $67.23, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
  11. 3,797 shares of Class A common stock were acquired upon Mr. Williams' redemption of 3,797 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.