Filing Details

Accession Number:
0001140361-21-002358
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-27 17:09:16
Reporting Period:
2021-01-25
Accepted Time:
2021-01-27 17:09:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1825088 Dream Finders Homes Inc. DFH Operative Builders (1531) 852983036
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1841157 A. Rick Moyer 14701 Philips Highway,
Suite 300
Jacksonville FL 32256
Senior Vp And Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2021-01-25 764,211 $0.00 764,211 No 4 J Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2021-01-25 139,650 $0.00 139,650 No 4 J Indirect See Footnote
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2021-01-25 30,000 $13.00 794,211 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect See Footnote
No 4 P Direct
Footnotes
  1. Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.
  2. Such shares of Class A Common Stock are owned directly by the Equity Trust Company Custodian FAO, Rick Moyer, a self-directed IRA.
  3. The reporting person purchased these shares of Class A Common Stock through the reserved share program conducted in connection with the initial public offering of Issuer.