Filing Details

Accession Number:
0001213900-21-004636
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-27 16:32:00
Reporting Period:
2021-01-26
Accepted Time:
2021-01-27 16:32:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528930 Franchise Group Inc. FRG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd,
Suite 800
Los Angeles CA 90025
No No Yes No
1464790 B. Riley Financial, Inc. 11100 Santa Monica Blvd,
Suite 800
Los Angeles CA 90025
No No Yes No
1505748 B. Riley Securities, Inc. 11100 Santa Monica Blvd,
Suite 800
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-01-26 757,000 $34.95 3,113,991 No 4 S Indirect By B. Riley Securities, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By B. Riley Securities, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 676,471 Indirect By BRC Partners Opportunity Fund, L.P.
Common Stock 74,517 Direct
Common Stock 9,824 Indirect By Bryant R. Riley, as UTMA custodian for Susan Riley
Common Stock 9,824 Indirect By Bryant R. Riley, as UTMA custodian for Charlie Riley
Common Stock 9,824 Indirect By Bryant R. Riley, as UTMA custodian for Eloise Riley
Common Stock 9,824 Indirect By Bryant R. Riley, as UTMA custodian for Abigail Riley
Footnotes
  1. This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley (collectively, the "Filing Persons"). Each of the Filing Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of its pecuniary interest therein.
  2. BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), is a subsidiary of B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), a registered investment advisor, and is the general partner of BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"). BRF is the parent company of BRCM. As a result, each of BRPGP, BRCM and BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRS.
  3. Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. Accordingly, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock held by BRPLP and BRS. Each of Bryant R. Riley, BRF, BRS, BRPGP, BRCM and BRPLP disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
  4. Represents shares or stock options held directly by Bryant R. Riley.