Filing Details

Accession Number:
0000899243-21-003478
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-27 16:30:25
Reporting Period:
2021-01-25
Accepted Time:
2021-01-27 16:30:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1789321 M Elizabeth Hammack C/O Goldman Sachs &Amp; Co. Llc
200 West Street
New York NY 10282
Global Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-01-25 9,872 $0.00 10,941 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-25 5,023 $289.39 5,918 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-25 310 $279.59 13,362 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-25 600 $280.26 12,762 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-25 800 $281.68 11,962 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-25 2,623 $282.75 9,339 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-25 200 $283.64 9,139 No 4 S Indirect See footnote
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-25 200 $284.09 8,939 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Restricted Stock Units Disposition 2021-01-25 9,872 $0.00 9,872 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.
  2. Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
  3. Reflects a weighted average sale price of $279.59 per share, at prices ranging from $278.95 to $279.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $280.26 per share, at prices ranging from $280.09 to $280.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects a weighted average sale price of $281.68 per share, at prices ranging from $281.27 to $282.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects a weighted average sale price of $282.75 per share, at prices ranging from $282.28 to $283.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.