Filing Details

Accession Number:
0001096906-21-000154
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-27 14:05:41
Reporting Period:
2021-01-21
Accepted Time:
2021-01-27 14:05:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298129 Craig H. Moody 11892 South Brookglen Drive
Sandy UT 84092
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-01-21 6,000 $9.00 22,300 No 4 S Direct
Class A Common Stock Disposition 2021-01-22 6,000 $9.00 16,300 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2011-12-02 7,951 $0.80 7,951 $0.80
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2011-12-07 1,591 $0.80 1,591 $0.80
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-04-13 7,573 $1.01 7,573 $1.01
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-12-07 1,515 $4.81 1,515 $4.81
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2013-12-06 6,982 $3.30 6,982 $3.30
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2013-12-07 1,443 $3.30 1,443 $3.30
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2014-12-05 6,869 $3.61 6,869 $3.61
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2014-12-07 1,375 $3.61 1,375 $3.61
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2015-12-04 6,541 $5.07 6,541 $5.07
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2015-12-07 1,309 $5.07 1,309 $5.07
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2016-12-02 6,230 $5.59 6,230 $5.59
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2016-12-07 1,246 $5.59 1,246 $5.59
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2017-12-01 1,187 $4.22 1,187 $4.22
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2018-11-30 5,651 $4.86 5,651 $4.86
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2018-11-30 1,131 $4.86 1,131 $4.86
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2019-12-06 5,381 $5.06 5,381 $5.06
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2019-12-06 1,076 $5.06 1,076 $5.06
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2020-03-27 2,563 $3.67 2,563 $3.67
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2020-03-27 3,588 $3.67 3,588 $3.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,951 2012-03-02 2021-12-02 No 4 A Direct
1,591 2012-03-07 2021-12-07 No 4 A Direct
7,573 2012-07-13 2022-04-13 No 4 A Direct
1,515 2013-03-07 2022-12-07 No 4 A Direct
6,982 2014-03-06 2023-12-06 No 4 A Direct
1,443 2014-03-07 2023-12-07 No 4 A Direct
6,869 2015-03-05 2024-12-05 No 4 A Direct
1,375 2015-03-07 2024-12-07 No 4 A Direct
6,541 2016-03-04 2025-12-04 No 4 A Direct
1,309 2016-03-07 2025-12-07 No 4 A Direct
6,230 2017-03-02 2026-12-02 No 4 A Direct
1,246 2017-03-07 2026-12-07 No 4 A Direct
1,187 2018-03-01 2027-12-01 No 4 A Direct
5,651 2019-02-28 2028-11-30 No 4 A Direct
1,131 2019-02-28 2028-11-30 No 4 A Direct
5,381 2020-03-06 2029-12-06 No 4 A Direct
1,076 2020-03-06 2029-12-06 No 4 A Direct
2,563 2020-06-27 2030-03-27 No 4 A Direct
3,588 2020-06-27 2030-03-27 No 4 A Direct
Footnotes
  1. This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  2. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  3. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  4. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  5. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  6. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  7. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  8. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  9. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  10. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  11. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  12. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  13. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  14. This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  15. This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
  16. This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
  17. This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
  18. This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
  19. This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.