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Filing Details

Accession Number:: 0001213900-21-004433
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-26 17:12:48
Reporting Period:: 2021-01-04

Accepted Time:: 2021-01-26 17:12:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1174940	Oragenics Inc	OGEN	Pharmaceutical Preparations (2834)	593410522

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1598384	Joseph Hernandez	15 East Putnam Avenue, Suite 363 Greenwich CT 06830		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $.001 Par Value	Disposition	2021-01-04	176,003	$0.52	4,023,997	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2021-01-05	500,000	$0.58	3,523,997	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2021-01-06	1,000,000	$0.60	2,523,997	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2021-01-07	323,997	$0.84	2,200,000	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2021-01-11	441,929	$0.77	1,758,071	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2021-01-12	629,707	$0.73	1,128,364	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2021-01-13	257,510	$0.80	870,854	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2021-01-14	870,854	$0.98	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The reporting person sold these shares of common stock on the open market.
On May 1, 2020, the reporting person received 9,200,000 shares of Oragenics, Inc. through a Stock Purchase Agreement.
On January 4, 2021, the reporting person sold 176,003 shares on the open market at $0.52 per share, the market price of the common stock on such date, for total proceeds of $91,521.56.
On January 5, 2021, the reporting person sold 500,000 shares on the open market at $0.5804 per share, the market price of the common stock on such date, for total proceeds of $290,184.58.
This reflects the weighted average sale price. On January 6, 2021, the reporting person sold a total of 1,000,000 shares for a total of $645,000 on the open market, with the range of prices for such transactions being $0.60 to $0.73 per share. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
On January 7, 2021, the reporting person sold 323,997 shares on the open market at $0.84 per share, the market price of the common stock on such date, for total proceeds of $272,157.48.
On January 11, 2021, the reporting person sold 441,929 shares on the open market at $0.7710 per share, the market price of the common stock on such date, for total proceeds of $340,710.72.
This reflects the weighted average sale price. On January 11, 2021, the reporting person sold a total of 629,707 shares for a total of $455,441.30 on the open market, with the range of prices for such transactions being $0.7201 to $0.7501 per share. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
On January 13, 2021, the reporting person sold 257,510 shares on the open market at $0.8000 per share, the market price of the common stock on such date, for total proceeds of $205,994.44.
This reflects the weighted average sale price. On January 14, 2021, the reporting person sold a total of 870,854 shares for a total of $859,466.01 on the open market, with the range of prices for such transactions being $0.9602 to $0.1.0068 per share. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.