Filing Details

Accession Number:
0001127602-21-002630
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 16:55:57
Reporting Period:
2020-10-27
Accepted Time:
2021-01-26 16:55:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247955 T Thomas Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-10-27 65,824 $0.00 0 No 5 G Indirect Proportionate LP interest in shares held in RA4
Class A Common Stock Acquisiton 2020-10-27 65,824 $0.00 65,824 No 5 G Indirect Spouse's proportionate limited partnership interest held in shares of RA IV
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Serves as trustee of BTR 2020 GST trust fbo James Rankin
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin
Class A Common Stock Acquisiton 2021-01-22 7,352 $55.50 8,228 No 4 P Indirect Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin
Class A Common Stock Acquisiton 2021-01-22 7,352 $55.50 8,228 No 4 P Indirect Serves as trustee of BTR 2020 GST trust fbo James Rankin
Class A Common Stock Acquisiton 2021-01-22 7,352 $55.50 8,228 No 4 P Indirect Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Proportionate LP interest in shares held in RA4
No 5 G Indirect Spouse's proportionate limited partnership interest held in shares of RA IV
No 5 G Indirect Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin
No 5 G Indirect Serves as trustee of BTR 2020 GST trust fbo James Rankin
No 5 G Indirect Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin
No 4 P Indirect Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin
No 4 P Indirect Serves as trustee of BTR 2020 GST trust fbo James Rankin
No 4 P Indirect Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-10-27 104,286 $0.00 104,286 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-10-27 104,286 $0.00 104,286 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,568 $0.00 1,568 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,568 $0.00 1,568 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,568 $0.00 1,568 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,364 $55.50 10,364 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,364 $55.50 10,364 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,364 $55.50 10,364 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 5 G Indirect
104,286 No 5 G Indirect
1,568 No 5 G Indirect
1,568 No 5 G Indirect
1,568 No 5 G Indirect
11,932 No 4 P Indirect
11,932 No 4 P Indirect
11,932 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 11,511 Indirect Held by Spouse
Class A Common Stock 14,343 Indirect Spouses proportionate interest in shares held by RA1
Class A Common Stock 1,843 Indirect spouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock 377 Indirect Spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 635 Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 41,931 Indirect Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock 41,931 Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock 41,931 Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock 7 Direct
Class A Common Stock 19 Indirect proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock 25,324 Indirect proportionate interest in shares held in RA1
Class A Common Stock 31,669 Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 1,057 Indirect Proportionate Interest in shares held by RAV
Class A Common Stock 292 Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 80 Indirect Proportionate interest in shares held by RA5 held by RMI
Class A Common Stock 100 Indirect Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock 1,975 Indirect Proportionate interest in shares held in RMI
Class A Common Stock 154,036 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 3,622 3,622 Indirect
Class A Common Stock Class B Common Stock $0.00 25,657 25,657 Indirect
Class A Common Stock Class B Common Stock $0.00 1,843 1,843 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 7 7 Direct
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 45,300 45,300 Indirect
Class A Common Stock Class B Common Stock $0.00 31,669 31,669 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 145,912 145,912 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
3,622 3,622 Indirect
25,657 25,657 Indirect
1,843 1,843 Indirect
12,098 12,098 Indirect
12,098 12,098 Indirect
12,098 12,098 Indirect
7 7 Direct
31 31 Indirect
45,300 45,300 Indirect
31,669 31,669 Indirect
1,975 1,975 Indirect
145,912 145,912 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  5. N/A
  6. N/A
  7. N/A
  8. N/A
  9. N/A
  10. N/A
  11. N/A
  12. N/A
  13. N/A
  14. N/A
  15. N/A
  16. N/A
  17. N/A
  18. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  19. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  20. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.