Filing Details

Accession Number:
0001127602-21-002618
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 16:49:10
Reporting Period:
2020-10-27
Accepted Time:
2021-01-26 16:49:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247952 R Claiborne Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-10-27 65,373 $0.00 451 No 5 G Indirect proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock Acquisiton 2020-10-27 65,373 $0.00 65,373 No 5 G Indirect Spouse's proportionate limited partnership interest held in shares of RA IV
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
Class A Common Stock Acquisiton 2021-01-22 7,351 $55.50 8,227 No 4 P Indirect Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.
Class A Common Stock Acquisiton 2021-01-22 7,352 $55.50 8,228 No 4 P Indirect Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
Class A Common Stock Acquisiton 2021-01-22 7,351 $55.50 8,227 No 4 P Indirect Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
No 5 G Indirect Spouse's proportionate limited partnership interest held in shares of RA IV
No 5 G Indirect Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
No 5 G Indirect Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.
No 5 G Indirect Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
No 4 P Indirect Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.
No 4 P Indirect Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
No 4 P Indirect Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-10-27 103,572 $0.00 103,572 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-10-27 103,572 $0.00 103,572 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,567 $0.00 1,567 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,567 $0.00 1,567 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,567 $0.00 1,567 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,365 $55.50 10,365 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,365 $55.50 10,365 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,365 $55.50 10,365 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
714 No 5 G Indirect
103,572 No 5 G Indirect
1,567 No 5 G Indirect
1,567 No 5 G Indirect
1,567 No 5 G Indirect
11,932 No 4 P Indirect
11,932 No 4 P Indirect
11,932 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 35,857 Indirect Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock 1,978 Indirect spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class A Common Stock 377 Indirect spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 635 Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 4,174 Indirect Held in trust fbo Reporting Person's spouse.
Class A Common Stock 19 Indirect Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock 14,567 Indirect proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 32,571 Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 155 Indirect Interest in Shares held by Rankin Associates V
Class A Common Stock 292 Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 80 Indirect interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock 100 Indirect interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock 1,975 Indirect proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock 137,255 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock 41,932 Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock 41,932 Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock 42,120 Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 64,143 64,143 Indirect
Class A Common Stock Class B Common Stock $0.00 1,978 1,978 Indirect
Class A Common Stock Class B Common Stock $0.00 2,783 2,783 Indirect
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 26,057 26,057 Indirect
Class A Common Stock Class B Common Stock $0.00 32,571 32,571 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 123,760 123,760 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
64,143 64,143 Indirect
1,978 1,978 Indirect
2,783 2,783 Indirect
31 31 Indirect
26,057 26,057 Indirect
32,571 32,571 Indirect
1,975 1,975 Indirect
123,760 123,760 Indirect
12,098 12,098 Indirect
12,098 12,098 Indirect
12,098 12,098 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  5. N/A
  6. N/A
  7. N/A
  8. N/A
  9. N/A
  10. N/A
  11. N/A
  12. N/A
  13. N/A
  14. N/A
  15. N/A
  16. N/A
  17. N/A
  18. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  19. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  20. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  21. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.