Filing Details

Accession Number:
0001127602-21-002609
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 16:42:31
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 16:42:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247996 R Clara Williams 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-12-31 35,468 $0.00 14,343 No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class A Common Stock Disposition 2020-12-31 10,796 $0.00 0 No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock Disposition 2020-12-31 1,135 $0.00 0 No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates V
Class A Common Stock Disposition 2020-12-31 535 $0.00 0 No 5 G Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2020-12-31 24,837 $0.00 24,837 No 5 G Indirect Serves as Trustee of HRB 2020 GST trust fbo Clara Butler
Class A Common Stock Acquisiton 2020-12-31 24,839 $0.00 24,839 No 5 G Indirect Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler
Class A Common Stock Disposition 2020-12-31 1,743 $0.00 87,262 No 5 G Indirect proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock Acquisiton 2020-12-31 24,838 $0.00 24,838 No 5 G Indirect Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams
Class A Common Stock Acquisiton 2020-12-31 24,839 $0.00 24,839 No 5 G Indirect Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Class A Common Stock Acquisiton 2021-01-22 4,417 $55.50 18,760 No 4 P Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class A Common Stock Acquisiton 2021-01-22 544 $55.50 32,913 No 4 P Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock Acquisiton 2021-01-22 146 $55.50 146 No 4 P Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2021-01-22 7,352 $55.50 8,228 No 4 P Indirect Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates I.
No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
No 5 G Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates V
No 5 G Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Serves as Trustee of HRB 2020 GST trust fbo Clara Butler
No 5 G Indirect Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler
No 5 G Indirect proportionate partnership interest shares held by AMR Associates LP
No 5 G Indirect Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams
No 5 G Indirect Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams
No 5 G Indirect Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
No 4 P Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates I.
No 4 P Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates IV.
No 4 P Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-12-31 63,448 $0.00 63,448 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 10,796 $0.00 10,796 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,567 $0.00 1,567 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 2,032 $0.00 2,032 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 38,138 $0.00 38,138 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 38,138 $0.00 38,138 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 38,138 $0.00 38,138 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 38,138 $0.00 38,138 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 7,904 $55.50 7,904 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 860 $55.50 860 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,365 $55.50 10,365 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,657 No 5 G Indirect
0 No 5 G Indirect
1,567 No 5 G Indirect
101,636 No 5 G Indirect
38,138 No 5 G Indirect
38,138 No 5 G Indirect
38,138 No 5 G Indirect
38,138 No 5 G Indirect
33,561 No 4 P Indirect
52,143 No 4 P Indirect
11,932 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 120,728 Indirect Held by trust for the benefit of Reporting Person
Class A Common Stock 5,894 Indirect By Spouse
Class A Common Stock 7,375 Indirect spouse's proportionate LP interest in shares held by RA II LP
Class A Common Stock 905 Indirect Spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 635 Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 1,744 Indirect Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 10,581 Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 461 Indirect child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 634 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 2,983 Indirect Reporting Person?s spouse is trustee of a Trust fbo minor child.
Class A Common Stock 1,744 Indirect Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 9,206 Indirect Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 461 Indirect child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 634 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 4,357 Indirect Reporting Person?s spouse is trustee of a Trust fbo minor child.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 58,586 58,586 Indirect
Class A Common Stock Class B Common Stock $0.00 2,332 2,332 Indirect
Class A Common Stock Class B Common Stock $0.00 7,375 7,375 Indirect
Class A Common Stock Class B Common Stock $0.00 2,033 2,033 Indirect
Class A Common Stock Class B Common Stock $0.00 10,581 10,581 Indirect
Class A Common Stock Class B Common Stock $0.00 2,152 2,152 Indirect
Class A Common Stock Class B Common Stock $0.00 2,033 2,033 Indirect
Class A Common Stock Class B Common Stock $0.00 9,206 9,206 Indirect
Class A Common Stock Class B Common Stock $0.00 3,528 3,528 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
58,586 58,586 Indirect
2,332 2,332 Indirect
7,375 7,375 Indirect
2,033 2,033 Indirect
10,581 10,581 Indirect
2,152 2,152 Indirect
2,033 2,033 Indirect
9,206 9,206 Indirect
3,528 3,528 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. Reporting Person disclaims beneficial ownership of all such shares.
  3. Reporting Person disclaims beneficial ownership of all such shares.
  4. Reporting Person disclaims beneficial ownership of all such shares.
  5. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  6. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  7. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  8. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  9. Reporting Person disclaims beneficial ownership of all such shares.
  10. N/A
  11. N/A
  12. N/A
  13. N/A
  14. N/A
  15. N/A
  16. N/A
  17. Reporting Person disclaims beneficial ownership of all such shares.
  18. N/A
  19. N/A
  20. N/A
  21. Reporting Person disclaims beneficial ownership of all such shares.
  22. N/A
  23. N/A
  24. N/A
  25. Reporting Person disclaims beneficial ownership of all such shares.
  26. N/A
  27. N/A
  28. N/A
  29. Reporting Person disclaims beneficial ownership of all such shares.
  30. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  31. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  32. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.