Filing Details

Accession Number:
0001127602-21-002601
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 16:33:34
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 16:33:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247860 Jr C John Butler 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-12-31 35,468 $0.00 14,343 No 5 G Indirect spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
Class A Common Stock Disposition 2020-12-31 10,796 $0.00 0 No 5 G Indirect spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock Disposition 2020-12-31 8,109 $0.00 0 No 5 G Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock Disposition 2020-12-31 1,134 $0.00 0 No 5 G Indirect Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P.
Class A Common Stock Disposition 2020-12-31 906 $0.00 0 No 5 G Indirect proportionate interests held in shares by Rankin Associates V
Class A Common Stock Disposition 2020-12-31 535 $0.00 0 No 5 G Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Disposition 2020-12-31 635 $0.00 0 No 5 G Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2020-12-31 4,825 $0.00 4,825 No 5 G Indirect Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler
Class A Common Stock Acquisiton 2020-12-31 4,825 $0.00 4,825 No 5 G Indirect Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler
Class A Common Stock Disposition 2020-12-31 1,743 $0.00 87,262 No 5 G Indirect Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler
Class A Common Stock Acquisiton 2021-01-22 4,418 $55.50 18,761 No 4 P Indirect spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
Class A Common Stock Acquisiton 2021-01-22 543 $55.50 32,912 No 4 P Indirect Spouse's proportionate limited partnership interest in shares held by RAIV Class A
Class A Common Stock Acquisiton 2021-01-22 146 $55.50 146 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2021-01-22 7,352 $55.50 8,228 No 4 P Indirect Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
No 5 G Indirect spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
No 5 G Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
No 5 G Indirect Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P.
No 5 G Indirect proportionate interests held in shares by Rankin Associates V
No 5 G Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Reporting person's proportionate interest in shares held by Rankin Associates VI
No 5 G Indirect Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler
No 5 G Indirect Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler
No 5 G Indirect Spouse's proportionate partnership interest shares held by AMR Associates LP
No 5 G Indirect Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler
No 4 P Indirect spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
No 4 P Indirect Spouse's proportionate limited partnership interest in shares held by RAIV Class A
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-12-31 63,448 $0.00 63,448 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 10,796 $0.00 10,796 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 8,109 $0.00 8,109 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 4,054 $0.00 4,054 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 4,055 $0.00 4,055 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 2,032 $0.00 2,032 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,567 $0.00 1,567 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 7,903 $55.50 7,903 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 861 $55.50 861 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,365 $55.50 10,365 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,657 No 5 G Indirect
0 No 5 G Indirect
0 No 5 G Indirect
4,054 No 5 G Indirect
4,055 No 5 G Indirect
101,636 No 5 G Indirect
1,567 No 5 G Indirect
33,560 No 4 P Indirect
52,144 No 4 P Indirect
11,932 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,743 Indirect child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 634 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 9,052 Indirect Child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 461 Indirect child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 4,513 Indirect Reporting Person is trustee of Trust fbo child.
Class A Common Stock 1,743 Indirect child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 9,208 Indirect Child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 461 Indirect child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 634 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 4,357 Indirect Reporting Person is trustee of Trust fbo child.
Class A Common Stock 120,728 Indirect Held by Trust for the benefit of Reporting Person's Spouse
Class A Common Stock 2,800 Indirect Held in an Individual Retirement Account for the benefit of the Reporting Person
Class A Common Stock 31,851 Indirect Held in trust fbo Reporting Person.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 2,033 2,033 Indirect
Class A Common Stock Class B Common Stock $0.00 9,052 9,052 Indirect
Class A Common Stock Class B Common Stock $0.00 3,683 3,683 Indirect
Class A Common Stock Class B Common Stock $0.00 2,033 2,033 Indirect
Class A Common Stock Class B Common Stock $0.00 9,208 9,208 Indirect
Class A Common Stock Class B Common Stock $0.00 3,527 3,527 Indirect
Class A Common Stock Class B Common Stock $0.00 58,586 58,586 Indirect
Class A Common Stock Class B Common Stock $0.00 2,800 2,800 Indirect
Class A Common Stock Class B Common Stock $0.00 17,262 17,262 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2,033 2,033 Indirect
9,052 9,052 Indirect
3,683 3,683 Indirect
2,033 2,033 Indirect
9,208 9,208 Indirect
3,527 3,527 Indirect
58,586 58,586 Indirect
2,800 2,800 Indirect
17,262 17,262 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. Reporting Person disclaims beneficial ownership of all such shares.
  3. Reporting Person disclaims beneficial ownership of all such shares.
  4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  5. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  6. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  7. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  8. N/A
  9. N/A
  10. N/A
  11. N/A
  12. Reporting Person disclaims beneficial ownership of all such shares.
  13. N/A
  14. N/A
  15. N/A
  16. Reporting Person disclaims beneficial ownership of all such shares.
  17. N/A
  18. N/A
  19. N/A
  20. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  21. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  22. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.