Filing Details

Accession Number:
0001127602-21-002597
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 16:28:47
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 16:28:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904532 Al Et M Alfred Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-12-31 8,762 $0.00 4,784 No 5 G Indirect proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock Disposition 2021-01-22 4,784 $55.50 0 No 4 S Indirect proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock Disposition 2021-01-22 8,837 $55.50 1,434 No 4 S Indirect Proportionate interest in shares held by RA I
Class A Common Stock Disposition 2021-01-22 21,916 $55.50 0 No 4 S Indirect proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock Disposition 2021-01-22 1,087 $55.50 0 No 4 S Indirect Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock Disposition 2021-01-22 46,182 $55.50 0 No 4 S Indirect Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock Disposition 2021-01-22 292 $55.50 0 No 4 S Indirect Represents the proportionate interest in shares held by RAVI
Class A Common Stock Disposition 2021-01-22 636 $55.50 0 No 4 S Indirect Brother's Proportionate interest in share held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
No 4 S Indirect proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
No 4 S Indirect Proportionate interest in shares held by RA I
No 4 S Indirect proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
No 4 S Indirect Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
No 4 S Indirect Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
No 4 S Indirect Represents the proportionate interest in shares held by RAVI
No 4 S Indirect Brother's Proportionate interest in share held by Rankin Associates VI
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-12-31 15,673 $0.00 15,673 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 8,567 $55.50 8,567 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 15,807 $55.50 15,807 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 21,916 $55.50 21,916 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 1,721 $55.50 1,721 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 73,166 $55.50 73,166 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,567 No 5 G Indirect
0 No 4 S Indirect
2,566 No 4 S Indirect
0 No 4 S Indirect
0 No 4 S Indirect
0 No 4 S Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,662 Indirect Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock 14,752 Indirect Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock 207,310 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock 19 Indirect proportionate general partnership interest shares held by RAIV
Class A Common Stock 1,975 Indirect proportionate interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock 80 Indirect Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock 100 Indirect Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock 20,987 Indirect Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock 9,600 Indirect Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock 59,984 Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock 59,984 Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock 377 Indirect Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock 635 Indirect Spouse's proportionate interest in shares held by RA VI
Class A Common Stock 105,768 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 1,926 1,926 Indirect
Class A Common Stock Class B Common Stock $0.00 14,160 14,160 Indirect
Class A Common Stock Class B Common Stock $0.00 17,556 17,556 Indirect
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 18,625 18,625 Indirect
Class A Common Stock Class B Common Stock $0.00 747 747 Indirect
Class A Common Stock Class B Common Stock $0.00 9,600 9,600 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 21,006 21,006 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,926 1,926 Indirect
14,160 14,160 Indirect
17,556 17,556 Indirect
31 31 Indirect
1,975 1,975 Indirect
18,625 18,625 Indirect
747 747 Indirect
9,600 9,600 Indirect
12,098 12,098 Indirect
12,098 12,098 Indirect
21,006 21,006 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  5. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  6. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  7. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  8. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of ten promissory notes each in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  9. N/A
  10. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  11. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  12. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  13. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  14. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.