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Home > Insider Trading > Filing (0001127602-21-002568)

Filing Details

Accession Number:
0001127602-21-002568
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 15:02:47
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 15:02:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904532 Al Et M Alfred Rankin Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124		 Chairman Yes Yes No Yes
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-01-22 21,916 $15.19 0 No 4 S Indirect BTR - RAII
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect BTR - RAII
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,221 $0.00 1,221 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,221 $0.00 1,221 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,221 $0.00 1,221 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 6,677 $15.19 6,677 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 12,322 $15.19 12,322 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 59,675 $15.19 59,675 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 1,404 $15.19 1,404 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,672 No 5 G Indirect
16,450 No 5 G Indirect
15,229 No 5 G Indirect
14,008 No 5 G Indirect
12,787 No 5 G Indirect
11,565 No 5 G Indirect
10,343 No 5 G Indirect
9,121 No 5 G Indirect
7,899 No 5 G Indirect
6,677 No 5 G Indirect
0 No 4 S Indirect
2,000 No 4 S Indirect
0 No 4 S Indirect
0 No 4 S Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 14,160 Indirect AMR - IRA
Class A Common Stock 1,975 Indirect AMR - RMI (Delaware)
Class A Common Stock 18,625 Indirect AMR - Trust2 (SR)
Class A Common Stock 9,600 Indirect AMR - Trust3 (Grandchildren)
Class A Common Stock 262,174 Indirect AMR Main Trust(A)
Class A Common Stock 14,313 Indirect BTR - Class A Trust
Class A Common Stock 34,936 Indirect VGR - Trust
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 134,209 134,209 Indirect
Class A Common Stock Class B Common Stock $0.00 25 25 Indirect
Class A Common Stock Class B Common Stock $0.00 9,431 9,431 Indirect
Class A Common Stock Class B Common Stock $0.00 9,431 9,431 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
134,209 134,209 Indirect
25 25 Indirect
9,431 9,431 Indirect
9,431 9,431 Indirect
Footnotes
  1. BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  2. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
  3. Held in an Individual Retirement Account for the benefit of the Reporting Person.
  4. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
  5. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  6. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
  7. Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
  8. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  9. N/A
  10. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
  11. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  12. AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  13. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
  14. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  15. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  16. AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  17. Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
  18. Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
  19. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.