Filing Details

Accession Number:
0001127602-21-002548
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 14:37:19
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 14:37:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247951 O Chloe Rankin Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-01-22 2,192 $15.19 2,192 No 4 P Indirect By Trust/Daughter 1
Class A Common Stock Acquisiton 2021-01-22 2,192 $15.19 2,192 No 4 P Indirect By Trust/Son
Class A Common Stock Acquisiton 2021-01-22 2,192 $15.19 2,192 No 4 P Indirect By Trust/Daughter 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust/Daughter 1
No 4 P Indirect By Trust/Son
No 4 P Indirect By Trust/Daughter 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 667 $15.19 667 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 667 $15.19 667 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 667 $15.19 667 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,967 $15.19 5,967 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,967 $15.19 5,967 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,967 $15.19 5,967 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,222 No 5 G Indirect
1,222 No 5 G Indirect
1,222 No 5 G Indirect
1,889 No 4 P Indirect
1,889 No 4 P Indirect
1,889 No 4 P Indirect
7,856 No 4 P Indirect
7,856 No 4 P Indirect
7,856 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,978 Indirect By Assoc II
Class A Common Stock 2,360 Indirect By Trust
Class A Common Stock 32,571 Indirect By Assoc II/Spouse
Class A Common Stock 1,975 Indirect By Spouse/RMI (Delaware)
Class A Common Stock 25,768 Indirect By Spouse/Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 50,000 50,000 Indirect
Class A Common Stock Class B Common Stock $0.00 84,474 84,474 Indirect
Class A Common Stock Class B Common Stock $0.00 9,430 9,430 Indirect
Class A Common Stock Class B Common Stock $0.00 9,430 9,430 Indirect
Class A Common Stock Class B Common Stock $0.00 9,430 9,430 Indirect
Class A Common Stock Class B Common Stock $0.00 25 25 Indirect
Class A Common Stock Class B Common Stock $0.00 20,312 20,312 Indirect
Class A Common Stock Class B Common Stock $0.00 582 582 Indirect
Class A Common Stock Class B Common Stock $0.00 97,312 97,312 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
50,000 50,000 Indirect
84,474 84,474 Indirect
9,430 9,430 Indirect
9,430 9,430 Indirect
9,430 9,430 Indirect
25 25 Indirect
20,312 20,312 Indirect
582 582 Indirect
97,312 97,312 Indirect
Footnotes
  1. BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  2. Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach. Reporting Person disclaims beneficial ownership of all such shares.
  3. Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
  4. Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers. Reporting Person disclaims beneficial ownership of all such shares.
  5. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
  6. Reporting Person serves as Trustee of a Trust for the benefit of Chloe O. Rankin.
  7. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares.
  8. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  9. N/A
  10. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  11. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  12. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
  13. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
  14. Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Chloe Seelbach.
  15. Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Claiborne Rankin Jr.
  16. Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Julia Kuipers.
  17. GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
  18. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
  19. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.