Filing Details
- Accession Number:
- 0001127602-21-002538
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 14:29:28
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 14:29:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247943 | Corbin Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $15.19 | 2,192 | No | 4 | P | Indirect | By Trust/Son 2 |
| Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $15.19 | 2,192 | No | 4 | P | Indirect | By Trust/Son 1 |
| Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $15.19 | 2,192 | No | 4 | P | Indirect | By Trust/Son 3 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust/Son 2 |
| No | 4 | P | Indirect | By Trust/Son 1 |
| No | 4 | P | Indirect | By Trust/Son 3 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 668 | $15.19 | 668 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 668 | $15.19 | 668 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 668 | $15.19 | 668 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,968 | $15.19 | 5,968 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,968 | $15.19 | 5,968 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,968 | $15.19 | 5,968 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,221 | No | 5 | G | Indirect | ||
| 1,221 | No | 5 | G | Indirect | ||
| 1,221 | No | 5 | G | Indirect | ||
| 1,889 | No | 4 | P | Indirect | ||
| 1,889 | No | 4 | P | Indirect | ||
| 1,889 | No | 4 | P | Indirect | ||
| 7,857 | No | 4 | P | Indirect | ||
| 7,857 | No | 4 | P | Indirect | ||
| 7,857 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 3,622 | Direct | |
| Class A Common Stock | 1,843 | Indirect | By Assoc II |
| Class A Common Stock | 7 | Indirect | By Spouse |
| Class A Common Stock | 31,669 | Indirect | By Assoc II/Spouse |
| Class A Common Stock | 1,975 | Indirect | By RMI/Spouse |
| Class A Common Stock | 165 | Indirect | By Spouse/Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 9,430 | 9,430 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 9,430 | 9,430 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 9,430 | 9,430 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 20,000 | 20,000 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 85,056 | 85,056 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 25 | 25 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 35,312 | 35,312 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 145,793 | 145,793 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 9,430 | 9,430 | Indirect | |
| 9,430 | 9,430 | Indirect | |
| 9,430 | 9,430 | Indirect | |
| 20,000 | 20,000 | Indirect | |
| 85,056 | 85,056 | Indirect | |
| 25 | 25 | Indirect | |
| 35,312 | 35,312 | Indirect | |
| 145,793 | 145,793 | Indirect |
Footnotes
- BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
- By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of James Rankin.
- Reporting person's spouse serves as trustee of BTR 2012 GST for Matthew Rankin.
- Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Thomas P Rankin.
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
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