Filing Details

Accession Number:
0001127602-21-002519
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 14:03:55
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 14:03:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247860 Jr C John Butler Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124
President & Ceo Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-12-31 5,398 $0.00 5,398 No 5 G Indirect By RAII/Spouse
Class A Common Stock Disposition 2020-12-31 5,398 $0.00 0 No 5 G Indirect By RAII/Spouse
Class A Common Stock Disposition 2020-12-31 4,054 $0.00 4,055 No 5 G Indirect By RAII
Class A Common Stock Acquisiton 2020-12-31 4,054 $0.00 4,054 No 5 G Indirect By Trust/Daughter
Class A Common Stock Disposition 2020-12-31 4,055 $0.00 0 No 5 G Indirect By RAII
Class A Common Stock Acquisiton 2020-12-31 4,055 $0.00 4,055 No 5 G Indirect By Trust/Son
Class A Common Stock Acquisiton 2021-01-22 2,191 $15.19 2,191 No 4 P Indirect By Spouse/Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By RAII/Spouse
No 5 G Indirect By RAII/Spouse
No 5 G Indirect By RAII
No 5 G Indirect By Trust/Daughter
No 5 G Indirect By RAII
No 5 G Indirect By Trust/Son
No 4 P Indirect By Spouse/Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2020-12-31 24,729 $0.00 24,729 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 24,729 $0.00 24,729 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $15.19 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 6,161 $15.19 6,161 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 702 $15.19 702 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,967 $15.19 5,967 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,729 No 5 G Indirect
20,000 No 5 G Indirect
1,222 No 5 G Indirect
1,890 No 4 P Indirect
26,161 No 4 P Indirect
42,529 No 4 P Indirect
7,857 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,052 Indirect By RAII/Child 1
Class A Common Stock 4,083 Indirect By Trust-Child 1
Class A Common Stock 9,208 Indirect By RAII/Child 2
Class A Common Stock 3,927 Indirect By Trust-Child 2
Class A Common Stock 68,094 Indirect By Spouse/Trust
Class A Common Stock 2,800 Indirect By IRA
Class A Common Stock 154,114 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 9,195 9,195 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
9,195 9,195 Indirect
Footnotes
  1. N/A
  2. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
  3. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
  4. Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Clara R. Butler.
  5. Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Griffin B. Butler.
  6. BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  7. Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
  8. Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
  9. Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
  10. Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
  11. Held in an Individual Retirement Account for the benefit of the Reporting Person.
  12. Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
  13. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.
  14. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  15. AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  16. AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  17. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.