Filing Details

Accession Number:
0001127602-21-002506
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 13:15:07
Reporting Period:
2021-01-22
Accepted Time:
2021-01-26 13:15:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1709164 Hamilton Beach Brands Holding Co HBB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904532 Al Et M Alfred Rankin 4421 Waterfront Drive
Glen Allen VA 23060
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-01-22 6,677 $11.53 0 No 4 S Indirect Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock Disposition 2021-01-22 21,916 $11.53 0 No 4 S Indirect Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock Disposition 2021-01-22 59,675 $11.53 0 No 4 S Indirect Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin
Class A Common Stock Disposition 2021-01-22 1,404 $11.53 0 No 4 S Indirect Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock Disposition 2021-01-22 12,322 $11.53 0 No 4 S Indirect Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin
No 4 S Indirect Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin
No 4 S Indirect Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin
No 4 S Indirect Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
No 4 S Indirect Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-01-22 6,677 $11.53 6,677 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 21,916 $11.53 21,916 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 59,675 $11.53 59,675 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 12,322 $11.53 12,322 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-22 1,404 $11.53 1,404 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Indirect
0 No 4 S Indirect
0 No 4 S Indirect
0 No 4 S Indirect
0 No 4 S Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 14,160 Indirect Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock 2,000 Indirect Proportionate general partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock 25 Indirect Proportionate general partnership interest in shares held by Rankin Associates IV, L.P.
Class A Common Stock 0 Indirect Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock 1,975 Indirect Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock 9,431 Indirect Reporting Person serves as 2012 Trustee of GST for the benefit of Helen R. Butler
Class A Common Stock 9,431 Indirect Reporting Person serves as Trustee of 2012 GST for the benefit of Clara R. Williams
Class A Common Stock 386,310 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock 14,313 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock 34,936 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common Stock 9,600 Indirect Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock 18,625 Indirect Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 14,160 14,160 Indirect
Class A Common Stock Class B Common Stock $0.00 25 25 Indirect
Class A Common Stock Class B Common Stock $0.00 2,000 2,000 Indirect
Class A Common Stock Class B Common Stock $0.00 0 0 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 9,431 9,431 Indirect
Class A Common Stock Class B Common Stock $0.00 9,431 9,431 Indirect
Class A Common Stock Class B Common Stock $0.00 14,313 14,313 Indirect
Class A Common Stock Class B Common Stock $0.00 344,853 344,853 Indirect
Class A Common Stock Class B Common Stock $0.00 34,936 34,936 Indirect
Class A Common Stock Class B Common Stock $0.00 9,600 9,600 Indirect
Class A Common Stock Class B Common Stock $0.00 18,625 18,625 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
14,160 14,160 Indirect
25 25 Indirect
2,000 2,000 Indirect
0 0 Indirect
1,975 1,975 Indirect
9,431 9,431 Indirect
9,431 9,431 Indirect
14,313 14,313 Indirect
344,853 344,853 Indirect
34,936 34,936 Indirect
9,600 9,600 Indirect
18,625 18,625 Indirect
Footnotes
  1. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  2. Reporting Person disclaims beneficial ownership of all such shares.
  3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  5. Reporting Person serves as the Trustee for the Trust.
  6. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  7. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  8. N/A