Filing Details

Accession Number:
0001127602-21-002499
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 13:06:15
Reporting Period:
2021-01-22
Accepted Time:
2021-01-26 13:06:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1709164 Hamilton Beach Brands Holding Co HBB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901733 F Roger Rankin 4421 Waterfront Drive
Glen Allen VA 23060
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-01-22 668 $11.53 1,890 No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
Class A Common Stock Acquisiton 2021-01-22 668 $11.53 1,890 No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock Acquisiton 2021-01-22 2,191 $11.53 4,081 No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
Class A Common Stock Acquisiton 2021-01-22 2,191 $11.53 4,081 No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock Acquisiton 2021-01-22 5,967 $11.53 10,048 No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
Class A Common Stock Acquisiton 2021-01-22 5,967 $11.53 10,048 No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
No 4 P Indirect Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $11.53 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $11.53 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 2,191 $11.53 2,191 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 2,191 $11.53 2,191 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,968 $11.53 5,968 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,968 $11.53 5,968 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,890 No 4 P Indirect
1,890 No 4 P Indirect
4,081 No 4 P Indirect
4,081 No 4 P Indirect
10,049 No 4 P Indirect
10,049 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 21,381 Indirect Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock 19,492 Indirect Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock 25 Indirect Proportionate general partnership interest in shares of Rankin Associates IV, L.P.
Class A Common Stock 2,000 Indirect Proportionate general partnership interest shares held by Rankin Associates I, L.P.
Class A Common Stock 2,808 Indirect Proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 0 Indirect Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 3,011 Indirect Proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 1,975 Indirect Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock 200 Indirect Reporting Person serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock 200 Indirect Reporting Person serves as Trustee for the benefit of Elisabeth M. Rankin
Class A Common Stock 203,845 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Class A Common Stock 9,431 Indirect Reporting Person serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
Class A Common Stock 9,431 Indirect Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock 2,046 Indirect Spouse is Co-Trustee for the benefit of Reporting Person's daughter
Class A Common Stock 3,933 Indirect Spouse is Co-Trustee for the benefit of Reporting Person's daughter
Class A Common Stock 6,613 Indirect Spouse serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock 85,056 Indirect Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust
Class A Common Stock 75,504 Indirect Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock 29,986 Indirect Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 19,492 19,492 Indirect
Class A Common Stock Class B Common Stock $0.00 21,381 21,381 Indirect
Class A Common Stock Class B Common Stock $0.00 25 25 Indirect
Class A Common Stock Class B Common Stock $0.00 2,000 2,000 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 2,808 2,808 Indirect
Class A Common Stock Class B Common Stock $0.00 0 0 Indirect
Class A Common Stock Class B Common Stock $0.00 3,011 3,011 Indirect
Class A Common Stock Class B Common Stock $0.00 200 200 Indirect
Class A Common Stock Class B Common Stock $0.00 200 200 Indirect
Class A Common Stock Class B Common Stock $0.00 193,586 193,586 Indirect
Class A Common Stock Class B Common Stock $0.00 9,431 9,431 Indirect
Class A Common Stock Class B Common Stock $0.00 9,431 9,431 Indirect
Class A Common Stock Class B Common Stock $0.00 3,933 3,933 Indirect
Class A Common Stock Class B Common Stock $0.00 2,046 2,046 Indirect
Class A Common Stock Class B Common Stock $0.00 6,613 6,613 Indirect
Class A Common Stock Class B Common Stock $0.00 85,056 85,056 Indirect
Class A Common Stock Class B Common Stock $0.00 75,504 75,504 Indirect
Class A Common Stock Class B Common Stock $0.00 29,986 29,986 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
19,492 19,492 Indirect
21,381 21,381 Indirect
25 25 Indirect
2,000 2,000 Indirect
1,975 1,975 Indirect
2,808 2,808 Indirect
0 0 Indirect
3,011 3,011 Indirect
200 200 Indirect
200 200 Indirect
193,586 193,586 Indirect
9,431 9,431 Indirect
9,431 9,431 Indirect
3,933 3,933 Indirect
2,046 2,046 Indirect
6,613 6,613 Indirect
85,056 85,056 Indirect
75,504 75,504 Indirect
29,986 29,986 Indirect
Footnotes
  1. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  4. Reporting Person disclaims beneficial ownership of all such shares.
  5. N/A