Filing Details
- Accession Number:
- 0001503199-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-12 14:45:48
- Reporting Period:
- 2011-04-11
- Filing Date:
- 2011-04-12
- Accepted Time:
- 2011-04-12 14:45:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1417663 | Sanuwave Health Inc. | SNWV | Surgical & Medical Instruments & Apparatus (3841) | 201176000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503199 | Jr. Nephi David Nemelka | 2662 Stonebury Loop Rd. Springville UT 84663 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par | Acquisiton | 2011-04-11 | 310,000 | $0.00 | 1,149,259 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par | Class E Common Stock Purchase Warrant (Right to Buy) | Acquisiton | 2011-04-11 | 310,000 | $0.00 | 310,000 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 310,000 | 2016-04-11 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par | 605,000 | Indirect | By Roth 401(k) |
| Common Stock, $0.001 Par | 46,264 | Indirect | By Corporation |
| Common Stock, $0.001 Par | 24,000 | Indirect | By Profit Sharing Plan |
Footnotes
- The transaction involved the purchase by the reporting person of 310,000 Units for a purchase price of $3.25 per Unit. Each Unit consists of (i) one share of Common Stock, par value $0.001; and (ii) one five-year Class E Common Stock Purchase Warrant to purchase one share of Common Stock at an exercise price of $4.00.
- Immediately
Billionaire Hedge Funds
