Filing Details
- Accession Number:
- 0001209191-21-004890
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-22 16:39:31
- Reporting Period:
- 2021-01-21
- Accepted Time:
- 2021-01-22 16:39:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 895421 | Morgan Stanley | MS | Security Brokers, Dealers & Flotation Companies (6211) | 363145972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1663751 | S Jeffrey Brodsky | C/O Morgan Stanley 1585 Broadway New York NY 10036 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-21 | 31,557 | $0.00 | 174,603 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-01-21 | 6,008 | $74.84 | 168,595 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-01-21 | 18,500 | $74.57 | 150,095 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,292 | Indirect | By 401(k) Plan |
Footnotes
- Restricted Stock Units granted in 2021 as part of 2020 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
- Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 19, 2018.
Billionaire Hedge Funds
