Filing Details

Accession Number:
0000899243-21-002937
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-22 16:30:45
Reporting Period:
2021-01-20
Accepted Time:
2021-01-22 16:30:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698554 J Brian Lee C/O Goldman Sachs &Amp; Co. Llc
200 West Street
New York NY 10282
Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 1,794 $288.15 27,759 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 4,312 $288.92 23,447 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 3,810 $290.01 19,637 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 1,722 $290.71 17,915 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 800 $292.42 17,115 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 200 $293.12 16,915 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 300 $294.63 16,615 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 600 $295.47 16,015 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-20 200 $296.17 15,815 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Year-End Restricted Stock Units Acquisiton 2021-01-20 13,169 $0.00 13,169 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,169 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 19,376 Indirect See footnote
Footnotes
  1. Reflects a weighted average sale price of $288.15 per share, at prices ranging from $287.50 to $288.49 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects a weighted average sale price of $288.92 per share, at prices ranging from $288.50 to $289.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $290.01 per share, at prices ranging from $289.50 to $290.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $290.71 per share, at prices ranging from $290.52 to $290.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects a weighted average sale price of $292.42 per share, at prices ranging from $291.81 to $292.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects a weighted average sale price of $293.12 per share, at prices ranging from $292.94 to $293.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects a weighted average sale price of $294.63 per share, at prices ranging from $294.10 to $294.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Reflects a weighted average sale price of $295.47 per share, at prices ranging from $295.12 to $296.01 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  9. Reflects a weighted average sale price of $296.17 per share, at prices ranging from $296.04 to $296.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  10. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
  11. Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.