Filing Details
- Accession Number:
- 0001246360-21-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-20 20:00:13
- Reporting Period:
- 2021-01-15
- Accepted Time:
- 2021-01-20 20:00:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720156 | Vincent Grieco | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Evp, Gc & Secretary | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-15 | 37,626 | $7.42 | 86,157 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-15 | 37,626 | $29.89 | 48,531 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-15 | 37,626 | $0.00 | 37,626 | $7.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,710 | 2026-12-19 | No | 4 | M | Direct |
Footnotes
- The amount of these securities shown in column 5 of this table includes 10,784 unvested restricted stock units in respect of the issuer's common stock. Subject to Mr. Grieco's continued employment with the issuer through the applicable vesting date, 5,229 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date; and 5,555 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Grieco on December 14, 2020.
- This option is fully vested.
- The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.5950 to $30.1300, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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