Filing Details

Accession Number:
0001562180-21-000395
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-20 18:08:11
Reporting Period:
2021-01-15
Accepted Time:
2021-01-20 18:08:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1636422 Health Catalyst Inc. HCAT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573574 Anita Pramoda C/O Health Catalyst, Inc.
3165 Millrock Drive, #400
Salt Lake City, UT 84121
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-15 1,247 $10.66 6,690 No 4 M Direct
Common Stock Acquisiton 2021-01-15 7,500 $10.66 14,190 No 4 M Direct
Common Stock Acquisiton 2021-01-15 8,753 $10.66 22,943 No 4 M Direct
Common Stock Acquisiton 2021-01-15 16,500 $10.40 39,443 No 4 M Direct
Common Stock Disposition 2021-01-15 8,753 $48.05 30,690 No 4 S Direct
Common Stock Disposition 2021-01-15 1,247 $48.00 29,443 No 4 S Direct
Common Stock Disposition 2021-01-15 7,500 $48.04 21,943 No 4 S Direct
Common Stock Disposition 2021-01-15 16,500 $48.09 5,443 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-01-15 7,500 $0.00 7,500 $10.66
Common Stock Stock Option (Right to Buy) Disposition 2021-01-15 8,753 $0.00 8,753 $10.66
Common Stock Stock Option (Right to Buy) Disposition 2021-01-15 1,247 $0.00 1,247 $10.66
Common Stock Stock Option (Right to Buy) Disposition 2021-01-15 16,500 $0.00 16,500 $10.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 2027-04-27 No 4 M Direct
3,747 2027-04-27 No 4 M Direct
2,500 2027-04-27 No 4 M Direct
0 2026-04-28 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.
  2. Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.00 to $48.21, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 - 4.
  3. Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.00 to $48.18, inclusive.
  4. Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.00 to $48.28, inclusive.
  5. 25% of the 20,000 shares underlying the options vested in an annual installment on April 27, 2018 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on April 27, 2021.
  6. 25% of the 62,500 shares underlying the options vested in an annual installment on April 28, 2017 and the remaining balance vested in equal monthly installments until the option vested in full on April 28, 2020.