Filing Details

Accession Number:
0000913760-21-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-19 16:37:02
Reporting Period:
2021-01-15
Accepted Time:
2021-01-19 16:37:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
913760 Stonex Group Inc. SNEX Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 592921318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208362 Michael Sean Oconnor 329 Park Avenue North
Suite 350
Winter Park FL 32789
Ceo/President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-15 27,402 $25.91 338,170 No 4 M Direct
Common Stock Disposition 2021-01-15 18,016 $60.40 320,154 No 4 S Direct
Common Stock Acquisiton 2021-01-19 2,598 $25.91 322,752 No 4 M Direct
Common Stock Disposition 2021-01-19 1,807 $60.00 320,945 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2021-01-15 27,402 $0.00 27,402 $25.91
Common Stock Options Disposition 2021-01-19 2,598 $0.00 2,598 $25.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
342,598 2016-12-16 2021-12-16 No 4 M Direct
340,000 2016-12-16 2021-12-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 61,290 Indirect By Trust
Common Stock 780,434 Indirect Darseaker Limited
Footnotes
  1. All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
  2. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.