Filing Details

Accession Number:
0001567619-21-001160
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-19 16:34:55
Reporting Period:
2021-01-14
Accepted Time:
2021-01-19 16:34:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1733998 Northwest Natural Holding Co NWN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241405 Hugo David Anderson 250 Sw Taylor St
Portland OR 97204
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-01-14 3,705 $0.00 17,505 No 4 J Indirect See Footnote
Common Stock Acquisiton 2021-01-14 3,705 $0.00 96,212 No 4 J Direct
Common Stock Disposition 2021-01-14 1,580 $44.21 15,925 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnote
No 4 J Direct
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,063 Indirect See Footnote
Footnotes
  1. Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person's registered account pursuant to reporting person's election on November 18, 2014, December 2, 2015, and December 7, 2016.
  2. Reflects shares that have been credited to reporting person's account under the issuer's DCP.
  3. These shares were issued in connection with the reporting person's elections on November 18, 2014, December 2, 2015 and December 7, 2016 to participate in the issuer's DCP, which specifies that taxes shall be withheld from distributions. Pursuant to the DCP and the reporting person's prior elections, these shares were sold to pay taxes on the DCP distribution made on January 14, 2021.
  4. This transaction was executed in aggregate along with stock sales of other DCP participants who received DCP stock distributions on January 14, 2021 and elected to have taxes withheld (The Transaction). The Transaction was executed in multiple trades on reported date with prices ranging from $44.01 - $44.56, resulting in average price of $44.213. Northwest Natural Holding Company will provide upon request by Commission staff or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  5. Shares held in reporting person's account under the issuer's Retirement K Savings Plan as of December 31, 2020.