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Filing Details

Accession Number:: 0001217234-21-000018
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-15 17:21:05
Reporting Period:: 2021-01-14

Accepted Time:: 2021-01-15 17:21:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1217234	Caredx Inc.	CDNA	Services-Medical Laboratories (8071)	943316839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1721150	Sasha King	C/O Caredx, Inc. 1 Tower Place, 9Th Floor South San Francisco CA 94080	Chief Commercial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-01-14	833	$1.07	44,264	No	4	M	Direct
Common Stock	Acquisiton	2021-01-14	2,500	$5.90	46,764	No	4	M	Direct
Common Stock	Acquisiton	2021-01-14	417	$2.80	47,181	No	4	M	Direct
Common Stock	Acquisiton	2021-01-14	750	$1.00	47,931	No	4	M	Direct
Common Stock	Acquisiton	2021-01-14	3,125	$12.24	51,056	No	4	M	Direct
Common Stock	Acquisiton	2021-01-14	1,250	$6.31	52,306	No	4	M	Direct
Common Stock	Acquisiton	2021-01-14	1,000	$27.17	53,306	No	4	M	Direct
Common Stock	Disposition	2021-01-14	700	$85.24	52,606	No	4	S	Direct
Common Stock	Disposition	2021-01-14	1,400	$86.46	51,206	No	4	S	Direct
Common Stock	Disposition	2021-01-14	2,601	$87.56	48,605	No	4	S	Direct
Common Stock	Disposition	2021-01-14	5,174	$88.16	43,431	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-01-14	833	$0.00	833	$1.07
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-01-14	2,500	$0.00	2,500	$5.90
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-01-14	417	$0.00	417	$2.80
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-01-14	750	$0.00	750	$1.00
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-01-14	3,125	$0.00	3,125	$12.24
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-01-14	1,250	$0.00	1,250	$6.31
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-01-14	1,000	$0.00	1,000	$27.17

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,042	2027-06-09	No	4	M	Direct
8,333	2027-10-27	No	4	M	Direct
1,111	2027-09-01	No	4	M	Direct
750	2027-04-21	No	4	M	Direct
17,708	2028-06-29	No	4	M	Direct
5,417	2028-01-19	No	4	M	Direct
8,333	2029-02-04	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $84.76 to $85.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $85.99 to $86.915, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $87.06 to $88.03, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $88.06 to $88.29, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.