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Filing Details

Accession Number:: 0001730168-21-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-14 16:45:24
Reporting Period:: 2021-01-12

Accepted Time:: 2021-01-14 16:45:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1730168	Broadcom Inc.	AVGO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1142524	W Eddy Hartenstein	C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.001 Par Value	Disposition	2021-01-12	98	$447.72	11,562	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2021-01-12	84	$449.01	11,478	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2021-01-12	222	$449.92	11,256	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2021-01-12	96	$450.97	11,160	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2021-01-12	30	$452.67	11,130	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2021-01-13	104	$449.38	11,026	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2021-01-13	284	$450.84	10,742	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2021-01-13	112	$451.71	10,630	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2021-01-13	30	$452.46	10,600	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	22,892	Indirect	See Footnote

Footnotes

Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Transaction executed in multiple trades at prices ranging from $447.30 to $448.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Includes 949 restricted stock units.
Transaction executed in multiple trades at prices ranging from $448.41 to $449.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $449.41 to $450.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $450.48 to $451.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $449.19 to $449.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $450.31 to $451.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $451.32 to $452.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.