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Home > Insider Trading > Filing (0001104659-21-004253)

Filing Details

Accession Number:: 0001104659-21-004253
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-14 16:34:04
Reporting Period:: 2021-01-12

Accepted Time:: 2021-01-14 16:34:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1093691	Plug Power Inc	PLUG	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1008001	C George Mcnamee	C/O Plug Power Inc. 968 Albany Shaker Road Latham NY 12110		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-01-12	10,000	$1.76	899,390	No	4	M	Direct
Common Stock	Disposition	2021-01-12	10,000	$62.40	889,390	No	4	S	Direct
Common Stock	Acquisiton	2021-01-13	10,000	$2.13	899,390	No	4	M	Direct
Common Stock	Disposition	2021-01-13	10,000	$70.45	889,390	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2021-01-12	10,000	$0.00	10,000	$1.76
Common Stock	Stock Option (Right to Buy)	Disposition	2021-01-13	10,000	$0.00	10,000	$2.13

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2026-05-18	No	4	M	Direct
19,343		2027-06-28	No	4	M	Direct

Footnotes

Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.
The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.