Filing Details

Accession Number:
0001553350-21-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-14 16:11:33
Reporting Period:
2021-01-12
Accepted Time:
2021-01-14 16:11:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487198 Aspen Group Inc. ASPU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469394 Michael Mathews 276 Fifth Avenue
Suite 505
New York NY 10001
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-01-12 41,932 $9.93 891,014 No 4 S Direct
Common Stock Disposition 2021-01-13 8,068 $9.92 882,946 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,334 Indirect Held in trust
Footnotes
  1. The sale occurred to permit the Reporting Person to pay substantial federal and state income taxes arising from the sale of 25,000 shares of common stock on each of May 1, 2020 and May 4, 2020 and from the exercise of 66,667 stock options on July 13, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.90 to $10.065, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.90 to $9.94, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4.