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Filing Details

Accession Number:: 0001742429-21-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-13 17:11:09
Reporting Period:: 2021-01-11

Accepted Time:: 2021-01-13 17:11:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1688757	Establishment Labs Holdings Inc.	ESTA	Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842)	981436377

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1742429	Jose Juan Quiros Chacon	C/O Motiva Usa Llc 16192 Coastal Highway Lewes DE 19958	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Disposition	2021-01-11	19,392	$40.30	224,848	No	4	S	Direct
Common Shares	Disposition	2021-01-11	451	$41.00	224,397	No	4	S	Direct
Common Shares	Disposition	2021-01-12	700	$41.49	223,697	No	4	S	Direct
Common Shares	Disposition	2021-01-12	1,500	$42.49	222,197	No	4	S	Direct
Common Shares	Disposition	2021-01-12	1,600	$43.32	220,597	No	4	S	Direct
Common Shares	Disposition	2021-01-12	6,900	$44.71	213,697	No	4	S	Direct
Common Shares	Disposition	2021-01-12	6,500	$45.16	207,197	No	4	S	Direct
Common Shares	Disposition	2021-01-12	5,575	$46.82	201,622	No	4	S	Direct
Common Shares	Disposition	2021-01-12	7,182	$47.23	194,440	No	4	S	Direct
Common Shares	Disposition	2021-01-12	200	$48.13	194,240	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	1,128,264	Indirect	See Footnote

Footnotes

The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $40.00 to $40.95 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $41.02 to $41.85 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $42.15 to $42.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $43.05 to $43.9225 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $44.17 to $44.9975 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $45.00 to $45.97 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $46.205 to $46.995 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $47.00 to $47.765 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $48.06 to $48.19 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by Sariel LLC. The Reporting Person is a shareholder of Sariel LLC and has voting and dispositive power over the shares owned by Sariel LLC. The Reporting Person disclaims beneficial ownership of the shares held by Sariel LLC, except to the extent of his pecuniary interest therein.